Source: http://www.un.org/Depts/dpko/lessons/handbuk.htm
Introduction
Mandates
and Means
Planning
Coordination
Intelligence
and Information Analysis
Military
Security
(Force Protection)
Training
of Local Police and Human Rights Monitoring
Logistic
Finance
and Budget
Personnel
and Training
Medical
and Health
De-mining
Humanitarian
Relief in a Peacekeeping Environment
Public
Information
Relations
with Local Population
Demobilization
Introduction
United Nations
peacekeeping in the 1990s has been characterized by multidisciplinary
operations encompassing a wide range of elements to enhance peace. These
include the supervision of cease-fire agreements; regrouping and demobilization
of armed forces; destruction of weapons surrendered in disarmament exercise;
reintegration of former combatants into civilian life; designing and
implementation of de-mining programs; facilitating the return of refugees and
displaced persons; provision of humanitarian assistance; training of new police
forces; monitoring respect for human rights; support for implementation of
constitutional, judicial and electoral reforms; and support for economic
rehabilitation and reconstruction.
Such
operations are a collaborative effort; they are effective only when the
Security Council, General Assembly, Secretariat, and other members of the
United Nations family take decisions in concert. Coordination with
non-governmental organizations and regional bodies that are active in a mission
area can also be crucial to a mission's effectiveness. An essential element for
success is the relationship with the local population and the parties to the
conflict.
The Lessons
Learned Unit of the Department of Peacekeeping Operations has undertaken
studies of four multidisciplinary peacekeeping operations: the United Nations
Operation in Somalia (UNOSOM); the United Nations Assistance Mission for Rwanda
(UNAMIR); the United Nations Mission in Haiti (UNMIH); and the United Nations
Angola Verification Mission (UNAVEM III). In carrying out these studies, the
Unit obtained the input of a wide range of official actors, including
troop-contributing countries, Security Council members, mission personnel, and
staff from the relevant departments of the Secretariat who helped in the
conduct of the operations at the Headquarters level.
The Unit has
also benefited from studies of other operations done by research institutions
and foundations. These include the study of the United Nations Transitional
Administration in Cambodia (UNTAC) done jointly by the United Nations Institute
for Training and Research (UNITAR) and the Institute of Policy Studies,
Thailand, and one on the United Nations Operation in Mozambique (ONUMOZ)
prepared by the Friedrich Ebert Stiftung and the Stiftung Wissenschaft und
Politik, both of Germany. Other studies that have contributed to the lessons
learned analysis include the study of the United Nations Observer Mission in El
Salvador (ONUSAL) by the International Peace Academy and studies on
demobilization and post-conflict peace-building done by the World Bank, the
International Resource Group, the Bonn International Center for Conversion, and
the Stiftung Wissenschaft und Politik.
It is hoped
this report will assist in improving the planning, support, conduct and
management of peacekeeping operations. The Lessons Learned Unit is grateful to
the Government of Germany for funding the publication of this report.
The United
Nations should be actively involved in the negotiations of peace accords,
cease-fire agreements or other accords that define its role in a conflict
situation. Before the Organization takes on a peacekeeping task, the parties
must demonstrate a commitment to implementing the accords.
The mandate
for a peacekeeping operation should be clear, realistic and practicable and
provide for the necessary means for implementation. The mandate of an ongoing
operation should be adjusted to take account of changing circumstances and
conditions in the mission area.
The
Secretariat and Member States should provide the Security Council with all
relevant information in order for the Council to take an informed decision when
framing or readjusting a mandate. The mission, through the Special
Representative of the Secretary-General (SRSG), should provide information
gathered by all components -- political, military, humanitarian, civilian
police and human rights -- to the Secretariat to assist it in better informing
the Security Council.
In seeking an
in-depth assessment of potential crisis situations before formulating a
mandate, the Security Council may consider expanding its sources of information
to include informed views of military experts, academics, concerned media
representatives, non-governmental organizations and agency staff. Other ways of
obtaining information could also be pursued, such as fact-finding missions;
ongoing consultations with parties to a conflict and other local actors;
consultations with potential troop-contributing countries; and participation in
negotiating cease-fire and peace agreements in order to determine how they can
become the basis of realistic, manageable mandates.
The Security
Council, the General Assembly and Member States, collectively and individually,
should provide a peacekeeping operation with adequate means and resources to
implement the mandate. If a mandate is changed or adjusted, the mission must be
provided with the necessary resources to implement the modified objectives. The
Secretariat must clearly indicate to the Security Council and the General
Assembly what is required to implement the mandate given to a peacekeeping
operation.
Mandates
should be conceptualized flexibly and could include elements of peace-building
and emergency reconstruction of war-torn economies. The means to do this must
be provided, such as a trust fund, assessed contributions, a mixed peacekeeping
force with strong security elements as well as a substantial engineering
capacity, communications experts etc.
The planning
of a multidisciplinary peacekeeping operation should cover the full range of it
activities. To be effective in the long run, the planning process has to be as
comprehensive as possible.
Planning for
an operation should begin with the collection of all information about the
country and region of deployment. In
addition to traditional sources of information, brainstorming sessions should
be conducted with all elements of the United Nations system that may have some
relevant knowledge about the situation. Elements to be consulted as a general
rule are the military, political, humanitarian, specialized agencies,
information, human rights and legal affairs. The experience of non-governmental
and local bodies of the situation on the ground is invaluable to the planning
process and consultations with these parties should also be held. Other sources
of information include Governments, regional organizations, academic institutions
and human rights monitoring groups.
The
survey/reconnaissance technical mission should include representatives of all
substantive components of the proposed mission. The team should propose an
operational concept; the team's report will form the basis of the plan for the
mission. The report should include strategic options and courses of action.
When the
Security Council has approved the mission’s mandate, the mandate should be
translated into an operational plan with detailed and specific activities for
each component. This will also assist in the determination of budgets,
logistical requirements, and other administrative back up required for the
mission. The operational plan for the mission should be as complete as
possible, including integrated military, political, humanitarian, de-mining,
police, human rights, and information issues. Issues that are ignored at this
stage will have a negative impact on mission activities later on.
Whenever
possible an advance team should be sent to prepare the ground for the
deployment of the operation. This includes situations in which the United
Nations is taking over operations from a multinational or regional force. In
such a case, the advance team should be in place for a reasonable period, prior
to the pullout of the other force.
Planning is a
dynamic process and contingency plans should be developed, keeping in mind the
changing situation in the field.
Planning for
liquidation of a mission should be done well in advance and in coordination
with all departments and agencies of the United Nations system to ensure a
smooth departure.
Effective
coordination of all components of a peacekeeping operation is essential to the
overall success of the mission.
There must be
clearly defined common goals and objectives that provide all the components of
a peacekeeping operation -- military, humanitarian, civilian police, human
rights, political, administrative -- with a coherent framework for their
activities. This framework must be drawn from the mandate of the mission.
Coordination
between the Security Council, troop-contributing countries and the Secretariat
in the definition and implementation of peacekeeping mandates should continue
to be strengthened.
Realizing the
importance of coordination, the Secretary-General has constituted a task force
consisting of the under-secretaries-general of substantive departments dealing
with peacekeeping to provide policy guidance at the highest level. This policy
guidance, to be effective, should be translated into directives at the working
level.
The SRSG is
the recognized institutional head of the United Nations family in a mission
area and under the SRSG should be a unified, cohesive structure. All
substantive decisions in the field with political ramifications should be taken
in the name of the SRSG. The SRSG must be an experienced political negotiator
as well as an effective manager of a complex operation. Frequent changes in the
top leadership of an operation, including component heads, detract from the
objective of developing a coherent and integrated structure for the operation.
All members of
the United Nations family in the mission area should have mutual knowledge of
each other's organizational mandates, objectives and operating procedures.
Respect for each other's organizational cultures can contribute to improving
coordination.
Guidelines to
improve civilian-military coordination within a mission could be developed.
These should include information on the role, function and organization of coordination
mechanisms, such as a joint civilian-military coordination or operations center
to be set up both at mission headquarters and in the regions of the mission
area. The guidelines should describe the range of military support services and
assets (e.g., transportation, engineering, logistics, security) that can be
used for humanitarian purposes. Mechanisms to resolve day-to-day management
issues as well as urgent problems requiring the attention of top management
should also be described.
The non-governmental
community is closely associated with the humanitarian element in a mission area
and close cooperation with it is vital to the success of the peacekeeping
operation. Coordination of activities with the non-governmental community, to
whatever extent possible, is essential, keeping in mind their independence of
the United Nations system.
When the
interests of some non-governmental organizations are at variance with those of
the peacekeeping operation, a senior official could be assigned as a liaison to
manage such differences constructively, without detracting from the common
goal.
All UN
entities in a mission area must be headquartered close to each other for
effective coordination. An inter-agency agreement defining the responsibilities
of each entity in the implementation of the peace agreements could be
considered.
Innovations to
improve coordination have had some success and could be considered for other
missions: the appointment of a deputy SRSG, at the Assistant Secretary-General
level, to act as a general manager responsible for day-to-day administration
and coordination allowing for an integrated military-humanitarian-development
approach. The deputy SRSG should be familiar with the United Nations structure
and procedures.
There should
be a clear chain of command between a peacekeeping mission and Headquarters.
Ideally, all individual units and departments should work through the SRSG, as
he/she is the head of the mission. All requests or instructions should be
issued in the name of the SRSG, who should also be informed of all
communications from Headquarters to component heads.
An
interdepartmental framework of cooperation has been established to improve
coordination among those departments. This includes Departments such as:
Department of Peacekeeping Operations, Office for the Coordination of
Humanitarian Affairs (OCHA), and the Department of Political Affairs.
An effective
political and humanitarian early-warning system is needed for potential
conflict zones. Given the necessary political resolve, the key to a successful
early-warning system would be effective targeting of warnings to relevant
political bodies and individuals. However, it cannot be assumed that they will
act on such warnings.
A well-managed
intelligence and information analysis program can greatly assist a peacekeeping
operation. This should be taken into account in future operations, despite the
Organization's traditional reluctance in this area.
A detailed
intelligence management plan should be completed in advance of deployment. Such
a plan should cover in as much detail as possible the mission area, the
collection efforts, analysis and fusion of information, dissemination and
sharing procedures, operational security and the acquisition/maintenance of
intelligence products, including maps.
Standard
procedures must be in place to assure the timely sharing of intelligence
information, both among contingents in the field and between mission
headquarters and New York.
A combined
civilian-military information analysis cell may be established in the Office of
the SRSG for political and military analysis.
Ensuring
security of information gathered and protecting the confidentiality of sources
is essential. Missions must develop standard operating procedures for these.
Military
Detailed
standard operating procedures for all functions of the military component
should be developed. These are a valuable tool for the planning process, as
well as operational and administrative/logistics activities.
Units should
arrive in the mission area well balanced in composition and capable of
accomplishing their envisaged tasks. In providing troops for peacekeeping
operations, Member States with known capabilities in specific areas of expertise
should contribute troops for those purposes. Emphasis should be put on
capability rather than numbers.
Troop
contingents that arrive late and not fully equipped detract from the overall
effectiveness of the mission. Troop-contributing countries must ensure that
their contingents are properly equipped to perform assigned tasks and are
deployed to the mission area as expeditiously as possible.
To avoid
problems arising from mismatching troops and equipment, all contingents must
arrive with their own equipment. When this is not possible, troops should be
given some time to train with the new and unfamiliar equipment, prior to
deployment.
There is a
need for flexibility in allowing overlap of incoming and outgoing contingents,
even if it results in exceeding the mandated troop strength for a limited time,
as long as the Security Council and budgetary authorities are kept fully
informed.
Good and
reliable communications are essential for operational efficiency. Adequate
communications equipment and facilities must be provided for in the initial
mission plan and the necessary budgetary requests made.
Unity of
command and purpose is a critical element if a peacekeeping operation is to
succeed. Individual contingents must respond consistently to the direction of
the Force Commander and not to national imperatives and agendas.
Rules of
engagement should be sufficiently detailed to eliminate doubt as to individual
and unit behavior under various contingencies, and should include guidance
concerning mutual support by personnel and units of the force as a whole.
Unilateral
withdrawal of national contingents after they have been deployed in an
operation should be discouraged as such actions jeopardize the safety of the
remaining force. Any withdrawal must be carried out in consultation with the
Secretary-General and must be implemented in the field under the authority of
the Force Commander.
When deciding
on the use of commercial service contractors in support of military elements,
the United Nations must recognize that such contractors are not capable of
providing for their own security, and place an added burden on the military.
This should be factored into the planning of troop requirements.
Security (Force Protection)
The Head of
Mission is normally the designated official responsible for the security of all
mission personnel. This official should assign to a senior officer with the
appropriate training the task of assisting with security measures.
A security
plan should be prepared immediately upon the start-up of the mission, using
guidelines contained in the Field Security Handbook published by the United
Nations Security Coordinator. This plan should detail the actions to be taken
to ensure the security of United Nations staff members and property in any
emergency. The security plan should be fully understood by all officials
directly concerned with security; in addition, all staff members should be
aware of what is expected of them in an emergency. It is essential that the
plan be subjected to rigorous rehearsal, evaluation and appropriate
modifications, in consultation with the United Nations Security Coordinator at
Headquarters in New York.
There should
be only one integrated and comprehensive security plan that includes both the
peacekeeping mission and the United Nations agencies working in the mission
area. There should not be two parallel security plans for the same mission
area, or separate security plans for the military and civilian components of
the mission.
All personnel
should receive a security briefing immediately upon arrival in the mission area
and a security-training program should be in effect. Security training should
include such subjects as the security plan, convoy procedures, personal
security awareness and fire safety.
Missions
should ensure that adequate rations, drinking water, medical supplies and fuel
reserves are on hand to meet emergency requirements. Communication systems
should be adequate to allow for uninterrupted communication in the event of an
emergency.
As a standard
procedure, the United Nations Security Coordinator at Headquarters in New York
should brief heads of missions, prior to deployment in the field.
The security
of personnel and mission assets, being a fundamental concern, should not be
compromised for budgetary reasons.
The training
of local police should be envisaged as part of long-term peace-building
activities of the mission and within the context of the development of
security, human rights and public administration systems. The development of
these systems should, as appropriate, be set in motion along with the
peacekeeping operation. The Center for Human Rights, the Crime Prevention
Division and relevant specialized agencies should, therefore, be included in
the consultative process when defining the role of police.
The training
program for the local police, if part of the mandate, should be formulated in
close cooperation with the local authorities leaving it to them to select trainees,
ensure their upkeep and to provide the infrastructure for training as well as
supplies and equipment. If the local authorities are unable to provide the
latter, the international donor community could assist. A comprehensive appeal
for equipment and supplies must be planned and prepared well in advance so that
the equipment is available when needed.
The police
must work closely with both the military and civilian components, particularly
the human rights monitors. The idea is to marry the practical experience of the
police observers with the legal and human rights expertise of the human rights
monitors. Coordination of activities should start from the conceptual and
planning stages through to implementation and follow-up.
Police
observers should be trained in human rights monitoring, and be aware of other
internationally approved norms and guidelines on crime prevention and criminal
justice, including relevant principles of international humanitarian law.
The police
observers must be able to communicate with the local population. The hiring of
interpreters must be budgeted for in advance.
Guidelines
should be developed for such often-mandated police activities as training of
national police forces, including the investigation of human rights abuses.
Operational
and logistics plans should be fully integrated and developed together. As soon
as a concept of operations is formulated, a logistics concept should be
developed, followed by a comprehensive operational plan and a logistics plan to
support it.
Mission
specific guidelines to troop-contributing countries should clearly include all
stores and equipment to be brought by each contingent and the period for which
contingents are required to be self-sufficient.
The mission
logistics infrastructure should be set up at the earliest to ensure smooth
induction of troops and personnel and the early establishment of all components
of the mission. This requires early budgetary allocation; selection,
recruitment and positioning of essential logistics staff; finalization of
service and supply contracts; and early procurement action. Standard operating
procedures to minimize delays should be adopted.
Efforts should
be made to improve material management and inventory control through the establishment
of an electronic inventory that could provide easily accessible information on
available equipment and stores.
Mission
start-up kits containing critical operational material could be readied and
warehoused centrally to offset procurement delays during the initial deployment
phase.
Vehicles and
stores at the United Nations Logistics Base in Brindisi, Italy, should be in a
serviceable condition before being dispatched to missions. Adequate resources
should be provided to the Base for this.
In view of the
fact that military logistics units are not readily provided by
troop-contributing countries, it may be necessary to provide logistics support
through commercial contractors. Another option may be to use military logistics
units during the initial deployment phase and, thereafter, civilian
contractors. The Organization must strengthen its ability to administer such
contracts efficiently.
The
status-of-mission agreement must be finalized at the earliest and should
provide for certain facilities for contractors providing services to the United
Nations, including the prompt issuance of visas; freedom of movement; and the
right to import, for the use of the United Nations, supplies, equipment and
material, free of tax or duties.
Standard
operating procedures are a valuable tool in the execution of administrative/
logistics activities and should be prepared in advance whenever possible.
Mission
liquidation planning should start once the deployment phase has ended. A
detailed plan should be prepared to ensure a smooth exit. Based on the
liquidation guidelines, detailed instructions for the disposal of assets should
be included in the liquidation plan.
Early approval
of the budget for a peacekeeping operation is an important factor in minimizing
delays in deployment as most contractual and procurement actions can only be
initiated only after budgetary approval. Therefore, preparation of a budget
should begin simultaneously with the operational plan for the proposed mission.
Requirements
for each planned activity of the mission should be provided for in the budget.
Budgets for peacekeeping operations should be as comprehensive as possible,
with all substantive components providing input, especially when a peacekeeping
mandate is being renewed or modified.
To minimize
lead-time, procurement procedures should be streamlined and simplified. A list
of approved vendors, arranged by commodity, should be maintained to facilitate
procurement of goods and services. Field staffs that have the authority to make
procurement requests should be made aware of each step of the procurement
process.
Consideration
should be given to further delegation of financial authority to the field.
There should be greater decentralization of spending authority, with regional
offices of the mission being allowed to maintain petty cash accounts.
The new,
simplified procedures for reimbursement of contingent-owned equipment should be
implemented.
A reliable
system of civilian stand-by personnel in key categories, such as administration
and finance, political, public information and legal, can be developed. The
setting up of "start-up" teams and the early identification of staff
for senior, core posts would shorten recruitment time.
Qualified and
experienced staff from within the United Nations system should be released to
serve with peacekeeping operations, especially in the areas of procurement,
finance and personnel. The United Nations must consider giving incentives to
both mission appointees and Headquarters staff wishing to serve in the field in
order to attract a better caliber of staff for peacekeeping operations.
It is
essential to select and appoint international staffs that have both the
necessary professional skills and knowledge of United Nations procedures to key
positions at the outset to lay a strong foundation for the efficient
functioning of the mission. Training courses in critical fields should be held
periodically at Headquarters to develop a pool of staff that could be deployed
to the field at short notice.
In recruiting
staff, due weight should be given to such factors as political and negotiating
skills, ability to work in an international environment, ability to cooperate
with other components of a mission, sensitivity to foreign cultures and
traditions, and the ability to drive on less than perfect road conditions. In
keeping with the Organization's policy on achieving gender equality, the
recruitment of women at all levels should be encouraged.
Quick turnover
of staff in key positions is detrimental to efficiency and continuity.
A training
cell must be established in all missions, and briefings and orientation should
be provided not only to military observers and police, but to all civilian
staff as well. The training should include some practical exercises to improve
interaction and cooperation among the various components of the mission.
Orientations
should include information on the history, culture and traditions of the host
country, the nature of the conflict, the mandate of the mission, the role and
functions of the different mission components as well as agencies that are
operating in the area, and on the standards of behavior expected of United
Nations staff in the conflict area. A systematic debriefing of mission
personnel should be established so that the Organization benefits from their
experience.
Each
peacekeeping operation must contain a medical element and this must be included
in the initial plan for the operation.
The
composition of the medical element should be tailored to suit the mission's
environment and requirements. The medical element should include an internist
and a female medical officer.
Pre-deployment
medical briefing of staff, including medical staff, is essential. All personnel
must be well informed, through briefings and guidelines, about health and
hygiene issues in the mission area.
All mission
staff should observe preventive measures and medications prescribed by the
Medical Unit.
Contingents
must maintain a 90-day supply of medical consumables when entering the mission
area.
To improve
coordination between headquarters medical branch and the field medical units,
which are attached to different national contingents, standard operating procedures
and treatment protocols should be developed for all medical units of the
mission. Reporting procedures should also be developed to share experiences on
disease incidence and treatment success.
Medical
evacuation procedures should be clearly defined and emergency evacuation
authority should be delegated to the Force Medical Officer.
Stress is
often a consequence of working in a difficult and conflict-ridden environment
and stress management for staff must be regarded as a priority for peacekeeping
operations. Education on how to manage stress, stress intervention and stress
debriefing after service should be carried out.
Whenever
peacekeeping operations have to be conducted in areas strewn with land mines,
de-mining aspects assume great importance. Planning for de-mining should
commence at the outset and the de-mining plan should be woven into the
operational plan for the mission.
In operations
where de-mining is envisaged, a representative from UNOPS De-mining Unit should
be included in the reconnaissance/survey missions and in the planning team
constituted to develop the operational plan.
De-mining has
two aspects: the immediate operational de-mining necessary for the conduct of
the peacekeeping operation and the long-term humanitarian de-mining to rid the
country of land-mines laid over a period of time. The Department of
Peacekeeping (DPKO) is responsible for the former, while OCHA is responsible
for the latter; however, close cooperation between the de-mining units of both
Departments is necessary to ensure that plans for operational and humanitarian
de-mining complement each other.
Adequate funds
for operational de-mining should be included in the budget of the peacekeeping
operation so that it is not dependent on voluntary contributions.
In order to
build indigenous capacity for long-term de-mining, it may be necessary to
conduct de-mining and mine-awareness training. In such cases, adequate
budgetary, staffing and administrative provisions must be planned well in
advance. Mine-awareness briefings for mission personnel should be conducted
regularly.
While civilian
contractors to conduct de-mining are preferred by national military
contingents, these contractors should be on the ground and operational before
troops arrive in-theatre and are ready for deployment. If this is not possible,
military units should conduct then de-mining for the initial months of
deployment.
A political
initiative to ensure that new mines are not laid must be conducted in tandem
with de-mining, otherwise the effort is for naught and these costs of
de-mining, in financial terms and lives lost, will continue to rise.
Humanitarian
indicators can serve as an important barometer of political trends and must be
given appropriate attention at the political level.
Greater
cooperation in pooling and accessing information within the humanitarian
community, between the humanitarian agencies and the peacekeeping operation and
with Member States may help to provide a more complete picture of the
humanitarian situation, especially during pivotal moments of complex
emergencies.
A critical
analysis of the nature of the conflict will contribute to conceptualizing
comprehensive humanitarian action. Effective targeting and channeling of
humanitarian aid depends on accurate political analysis of the conflict and,
thus, the context within which the aid is delivered. This would dispel any
misperception that aid is not reaching those most in need.
A systematic
needs assessment by a lead agency should be conducted to avoid disproportionate
distribution of humanitarian aid. Humanitarian assistance to refugee camps
should also be provided with the ultimate objective being repatriation.
A consolidated
relief strategy should be developed for humanitarian emergencies, backed up by
specific operational plans, including guidelines for actions to be taken by the
United Nations system, other international organizations and non-governmental
organizations. The implementation of these plans should be monitored regularly,
evaluated periodically and revised as conditions in a country change.
The physical
infrastructure has to be improved and maintained along with the delivery of
humanitarian assistance. Donors and financial institutions must be encouraged
to contribute to such rehabilitation even in countries where there is no
government.
Aid for
internally displaced persons must be part of contingency planning and
responsibility for such persons must be clearly assigned within the
humanitarian community working in a country.
A successful
information campaign requires a comprehensive and integrated strategy from the
inception of the mission. It should be a part of the overall operational plan
of the mission, should be monitored from Headquarters to ensure political
coherence, and should be coordinated through the SRSG, so that there is a
consistent public information voice and message from the United Nations as a
whole. Public information specialists must be part of the mission from its
inception.
Good media
relations are a long-term proposition and should not be viewed as a one-time
activity. Press relations and trust have to be developed over a period of time.
When something goes wrong, it is generally best to acknowledge that, explain
why it happened and what is being done to avoid the problem in the future. If
journalists are to represent the United Nations perspective they have to feel
sympathetic to the problems that peacekeepers face. They are more likely to do
this if they trust the UN spokesman as a reliable and honest source.
Good media
relations in the field include providing journalists with basic information
about the United Nations, its structure, aims and objectives in a mission area,
nature and constraints of the mandate, as well as the political, social and
other conditions in the host country. The briefing materials prepared for
mission staff and national contingents could be shared with journalists to good
effect.
Journalists’
safety concerns may also affect their coverage of events in a mission area. To
the extent possible, they should be provided with some measure of security.
However, it is not advisable to house journalists inside a United Nations
compound.
Journalists
tend to concentrate on dramatic events, such as military actions, ignoring soft
news stories on other positive United Nations activities because they are not
dramatic enough. It is up to the field operation's information section to make
such stories easily accessible to the media.
There are four
target audiences for United Nations public information efforts in the field:
the international audience; the parties; the local population and the local
media; and the mission personnel themselves. Effective international media
coverage depends on the optimal use of television, while local populations in
many countries can be best reached through radio. Information strategy should
therefore be designed with the potential of each medium in mind from the very
outset and resourced accordingly.
Effective
communication and interaction with the local population is essential for the
mission to achieve its objectives. The mission must be able to explain its
mandate to the local population, to articulate what is expected of persons living
in the mission area, and to counter false expectations of the United Nations
role.
Mission
personnel also need to be continuously informed about the goals and activities
of the mission; changes in its mandate if any; changes in the political or security
situation in the country; and all other relevant developments. Mechanisms such
as briefing sessions for staff, periodic newsletters, including relevant
developments at the United Nations Headquarters, and a staff hotline are some
ways to keep mission personnel aware and informed.
The diplomatic
community in a country is another important target group for information
activities. Diplomatic representatives can exercise political influence on the
parties involved in a conflict; they also serve as important sources of
information for the media. The diplomatic community, therefore, should be kept
abreast of developments in the mission area and the assistance of diplomats
should be solicited in helping the SRSG carry out diplomatic functions.
Pre-packaged
public information material on the United Nations, the mission and its mandate
can be prepared in advance of the mission's deployment and can be sent with the
advance party so that some information activities can be started before the
public information component is fully functional.
The designated
spokesman for the mission must be among the first to arrive in the mission area
and must have strong journalism or public relations credentials. Under the
guidance of the SRSG, the spokesman must be the voice of the mission and the
information officers of all other United Nations entities in the mission area
should work in coordination with the spokesman.
To ensure the
integrity and quality of its information products, the mission must be supplied
with all necessary equipment and staff to allow it to produce its media
programs free from dependence on Government facilities. United Nations
information must be kept strictly independent from the information activities
of all the other actors present in the area, including the parties, as well as
representatives of governments that may have their own agendas to pursue.
The support of
the local population is essential to the success of a peacekeeping operation.
Lack of local support not only hinders the operation in the implementation of
its mandate and the conduct of daily activities, but can also pose a physical
danger to the mission's personnel.
The local
population should perceive the mission and its staff as being impartial. When
the parties to a conflict attempt to use the mission or some of its staff to
their own advantage, as they often do, the mission and its information
component must be able to maintain and project its image of impartiality and
neutrality. The effort to maintain impartiality, however, must not promote
inaction. On the contrary, peacekeepers must discharge their tasks firmly and
objectively, without fear or favor.
The United
Nations must also demonstrate a commitment to the principles of transparency and
accountability in its activities. It must not be perceived as being "above
the law". Designating an ombudsman, or a focal point, to consider the
grievances of the local population against the mission or its staff could be
considered.
Respect for
the cultural traditions and social mores of the local population is an
important part of maintaining good relations with the local population.
Briefings on history, culture, and other aspects of life of the host country
should be conducted for all staff.
Efforts at
peace building -- such as assistance in the restoration of basic civic services
and support in rehabilitation and reconstruction of a devastated country -- can
be an effective way of winning over the local population and increasing
grass-roots support for the operation.
In its
peacekeeping and peace-building efforts, the operation is best advised to work
through existing local authorities and community elders and its peace
initiatives must be closely tailored to indigenous practices of conflict management,
provided these do not contradict accepted international standards of human
rights and humanitarian law. However, in areas of recent and ongoing conflict,
the operation must exercise great caution in identifying local community
leaders, since it is often unclear as to who actually represents the community.
Due to strife, population displacements and other extenuating circumstances,
traditional societal patterns and roles may have become blurred or have
submerged under new, often militaristic, hierarchies.
As
peacekeeping missions become more multi-faceted, peace building is becoming an
integral part of their activities. Emphasis should be placed on support of
processes and institutions that reinforce reconciliation between warring
parties and reconstruction of economic and social infrastructure, so that once
the mission pulls out it does not leave behind a vacuum, but a foundation of
peace and development that the country can build on.
The United
Nations must gear the composition of its peacekeeping forces to the new and
changing role they are expected to play. The force could consist of mainly
fighting troops when the imperative is maintenance of peace and security. This
can be changed gradually, when the emphasis of the mission has changed to peace
support and peace building, to include more engineering or other units that
could assist in the reconstruction of the country.
Discretionary
funds for peace building should be made available to the SRSG to enhance the
SRSG's leverage with the local authorities and the humanitarian community. The
mission could use these funds for quick-impact projects and infrastructure
repairs, among other things.
An integral
part of United Nations peacekeeping should be the promotion of "indirect
peace-building", i.e., the resurrection of a web of non-governmental
civic, professional, business and other associations. During the liquidation of
an operation, consideration should be given to what resources could be left
behind in the country to assist in post-conflict peace building.
Demobilization
in a peacekeeping environment is the downsizing or complete disbanding of armed
forces of parties to a conflict. Generally, the disarmament, retraining, and
integration accompany demobilization into civilian society of some of the
former combatants, and others into a restructured national army, police, or
other paramilitary force.