Summary of Briefs
 
SUMMARY OF BRIEFS

    Evolving Modern Peace Operations

    Background on the Topic

    Mr. Peter Leentjes, Seminar Content Manager, was part of the Canadian Army for more than thirty years prior to retiring as a Colonel. He has served under various commands including the Green Berets. He has an extensive background on peacekeeping operations, having participated in different peacekeeping operations all over the world, the most recent of which as Chief of Staff of Operations in Bosnia & Herzegovina.

    Issues and Concerns

    Peace operations are one kind of complex emergency. Complex Emergency was defined, using the IASC of the United Nations, "as a humanitarian crisis in a country, region or society where there is a dramatic disruption in the political, economic and social situation, resulting from internal or external conflict or natural disaster, seriously disrupting the population's capacity to survive and the national authorities' capacity to respond ...". Emphasis was given to the phrase "dramatic disruption."

    • Disaster Response, Humanitarian Assistance and Peace Operations are used by modern peacekeeping operations in responding to Modern Complex Emergencies. The three are considered pillars that cover Modern Complex Emergencies.
    • The range of civilian activity and that of the military overlap. Civil-Military Coordination is key to properly handling Modern Complex Emergencies.
    • Peacekeeping operations, though practiced for more than forty years, have no legal basis. They are pragmatic solutions to a problem. It is used based on resolution of conflicts, conducted after an agreement and is a separate force used to monitor agreements.
    • The most confusing issue in peacekeeping operation by the United Nations is whether to deploy under Chapter VI or Chapter VII. The two chapters are very different. Even though there are certain conditions for deploying peacekeepers, modern conflicts nowadays are complex.
    • There is a need to deploy peacekeepers using Chapter VI reinforced with Chapter VII elements. But the United Nations cannot undertake any operations with sustained combat operations. United Nations peacekeeping operations are also limited. An operation with sustained combat operations requires a multi-national force because the UN has no combat operations capability.
    • Peacekeeping evolved with the onset of new challenges. Several factors now make peacekeeping complex. The rise of military factions and warlords, proliferation of weapons, and the total breakdown of key state structures, among others, now make peacekeeping a complex undertaking. Rules of any kind no longer apply. Peacekeepers are deployed to resolve intra-state conflicts due to the absence of an effective government that can control the population. They intermingle with the population and work together with a full range of civilian agencies and NGOs.

    Prospects/Recommendations

    Towards the end of the lecture, a summary of changes in present peacekeeping operations were emphasized.

    • Operations will be multi-dimensional and multi-national and the use of force or deployment via Chapter VII Operations will be the norm.

    • The focus of the operations will be on integrated political, economic and social solutions.

    • Various tasks of the operations will be integrated under one mandate.

    • The military will have a broader range of tasks with a full range of civilian intervention.

    • New coordination mechanism exists for the military and non-military components.

    • There will be complimentary roles for the various components.

    Humanitarian Operations

    Background On The Topic

    Ms. Sharon McHale of COE presented the lecture entitled "Humanitarian Operations." The United Nations (UN) agencies and programs concerning the aspect of humanitarian operations began in the 1950's with the creation of the United Nations High Commissioner for Refugees (UNHCR) in 1951 up to the establishment of the UN High Commissioner for Human Rights (UNHCHR) in 1994. The presentation examines issues concerning humanitarian activities in transition from relief to rehabilitation and development.

    Non-Government Organizations (NGOs) have played key roles as the implementing partners of UN agencies/funds/programs such as the U.N. Children's Fund (UNICEF), World Health Organization (WHO), and the UNHCHR among others, throughout the years.

    Issues And Concerns

    • NGOs respond because of the following reasons: there is a right and need to assist and intervene in critical areas; host nation invitation/agreement; humanity and humanitarian need; humanitarian principles and the Geneva Conventions; and the "CNN Effect".

    • NGOs are considered significant components of humanitarian organization. There are different types of NGOs categorized as Advocacy, Development, Disaster Relief, Indigenous and Human Rights, but most of them are a combination of one or more of these categories.

    • NGOs will participate in humanitarian efforts but usually have their own respective coordination bodies. Some, by policy, will not collaborate with uniformed/armed military.

    • The UN Office for the Coordination of Humanitarian Affairs (OCHA) was created in the early 1990's because of the need to consolidate and coordinate the various relief and humanitarian operations into one single organizing body.

    • Coordination of NGOs in relation to humanitarian aspects has been described as voluntary, consensus-based and personality-driven, which sometimes poses problems in the implementation of programs and activities.

    • Issues affecting transition and exit strategies in humanitarian operations include: no simple continuum linking relief, recovery and development; few donors have budgetary processes designed to meet transitional needs falling between relief and development assistance, and relief and development activities.

    Prospects/Recommendations

    • There is need for host nations to protect the territorial integrity and national unity of the State.

    • Mainstream NGOs should work more for a "needs driven" situation rather than a "supply driven" situation, that is, critical areas should be given more priority in assistance rather than areas that are not in serious condition.

    • Humanitarian Assistance should be in support of - not instead of - the needed tasks and responsibilities that the host country should have.

    Role of the Military

    LtCol (ret) John Derick Osman of COE made a presentation on the "Role of the Military in the UN Peace Operations."

    Background On The Topic

    It is now the perception that conflict necessitates peace operations. The military plays a crucial role in peacekeeping operations. They support and assist the UN mission leadership in achieving the designed military objectives by providing security, protection, training and medical support and assistance to reconstruction process and long-term development. They also serve as support to other peace operation components, which make their role a very important component in the peacekeeping mission itself.

    Issues And Concerns

    • It is important to address the tension brought about by different factors such as politics, funding, different interests and source of authority.
    • Modern peacekeeping, which is complex and non-traditional, poses tension since it is very different from the traditional way of peacekeeping.
    • The variety of the military involved in the peacekeeping missions also creates conflict since any national contingent has the tendency to respond first to their chain of command, which significantly affects the peacekeeping mission.
    • The difficulty of identifying at which point to proceed during the transition period is also a problem commonly encountered by peacekeepers. It is therefore important to effectively identify and assess the indicators to know when is the right time to proceed with the transition period.
    • The bottom to top process is still the best approach, especially in terms of coordination, consensus and cooperation.

    Prospects/Recommendations

    • It is a challenge for peacekeepers to refrain from using force especially if the situation compels them to use it. It is therefore important to inculcate to the peacekeepers that their mission is to bring peace.

    • Peacekeeping is very difficult to implement, that is why it's necessary to plan the mission well.

    • It must be remembered that even if a plan is simple, it will still require sophisticated and complex decision-making, especially if a coalition force employs the plan.

    • Future peacekeeping operations will still employ the complex non-traditional mission involving both the political and military components.

    • It is also envisioned that in the future more international organizations as well as countries will be interested and involved in peacekeeping operations.

    Transition and End State Issues in Complex Emergencies

    Background on the Topic

    Mr. Leentjes delivered the fourth and last presentation of the series. The lecture series guided the participants as they were divided into smaller groups for detailed discussions during breakout sessions.

    Issues and Concerns

    • Even though the United Nations and other similar organizations have been involved in more than a dozen peace operations that involved internal conflicts, sustainable peace has not been attained.
    • The case of East Timor was cited as an example. Everything was going smoothly for the peacekeepers and an election was nearing. The peacekeepers thought that their job would end after the elections. But they were proven wrong when the whole region was plunged into total disarray after the elections.
    • Several concerns were raised after East Timor. Managing the transition to sustainable peace and the insufficient preparation of the military/peacekeeping force to handle complex emergency were highlighted. Having simple military security will not suffice. It needs to go hand-in-hand with other factors. The civilians are also needed in peace operations.
    • Another concern raised was the failure to resource critical aspects of the peacekeeping mission. Bosnia was cited as an example. Four humanitarian organizations operated in the country did not coordinate with each other and were later used by the people they were trying to help.
    • In the case of East Timor, conducting an election is not the end state but a start. A transition from peace operation to local government (end state) was determined to be completely effective if: (1) significant conflict did not begin again; (2) there were no politically motivated violent disruptions of civil society; and (3) the political system survived an indigenously and internationally recognized national level election.
    • The end state of the condition of the country prior to the exit of peacekeeping forces should be examine using seven categories: 1) political resolution; 2) demilitarization; 3) basic needs; 4) public security; 5) governance; 6) economy; and 7) civil society.
    • But not every aspect of these requirements should be met as a condition to pull out peacekeeping forces. There is a minimum requirement, defined as sustainable security. Sustainable security is the capacity of a society to address its own problems peacefully without an external administrative or military presence.
    • The minimum standards of Sustainable Security are 1) provide for the basic needs of the people (security, shelter, food, water medical care, basic economy); 2) a political framework (acceptable agreement and political will); and 3) rebuild key state institutions (military, police, judiciary and the civil service).
    • With the Sustainable Security approach, we can define the mission more precisely. A measure of effectiveness (MOE) can also be used to evaluate the peacekeeping mission. MOEs are primarily used to evaluate whether the mission is succeeding or not. It minimizes confusion and risk and provides an end point for the peacekeeping mission. Due to the complexity of the mission, several transitions or end states exists. A number of considerations will have to be factored in for transitions and end states.

    Prospects/Recommendations

    There are several considerations for transition and end state.

    • When planning an intervention, it is important to coordinate the various components and include in the plan a transition and/or exit strategy.
    • Transition or end-state for one component is not necessarily the same for another and successful transition from one component may depend on the other components.
    • Develop Measure of Effectiveness (MOEs) based on success in the key areas of sustainable security. Requirements should be attainable and based on something that can be measured.
    • The local population should be included especially when meeting conditions for the end state. Use working elements of indigenous capacity.
    • The transition strategy will evolve throughout the duration of the peacekeeping operation.
    • There should be support elements in the domain of other components.

    Case Study

    Lieutenant General Jaime S. De Los Santos, AFP (Ret) presented his lecture entitled "The East Timor PKO Experience: Issues and Concerns."

    Background On The Topic

    Lt. Gen. De Los Santos was the former Peacekeeping Operations (PKO) Commander of the International Force East Timor (INTERFET) under the United Nations Mission in East Timor (UNAMET) in 1999. The main objective of this unified command structure was to restore peace and security in the region, to protect and support UNAMET in carrying out its tasks and, within force capabilities, to facilitate humanitarian assistance operations.

    The INTERFET under Lt. Gen. De Los Santos made successful efforts in its peacekeeping operations, which significantly assisted in the establishment of the United Nations Transitional Administration in East Timor (UNTAET). This administration was conceived as an integrated, multidimensional peacekeeping operation fully responsible for the administration of East Timor during its transition to independence.

    Issues And Concerns

    • The political disturbance and civil unrest in East Timor necessitated the creation of the 8,950 multinational force (MNF) and the 250 military observers to generally perform peace enforcement operations.

    • The cultural and ideological differences in East Timor became a challenge to the leadership of the PKO. A certain degree of respect, integrity, discipline and professionalism was required to recognize the different cultural practices and background of the region.

    • According to Lt. Gen. De Los Santos, it is important that peacekeepers should always be prepared in a multidimensional manner. This means that peacekeepers should know the country, territory or region through its history, culture, religious viewpoints, and if possible, even the local language before participating in such operations.

    • The concepts and practices in PKO continue to change as new trends emerge in the international scene.

    • Lack of common peacekeeping operations doctrine often contributes to the difficulties of the MNF in synchronizing their activities.

    Prospects/Recommendations

    • A common doctrine for Peacekeeping Operation should be formulated to serve as a common reference for all players.

    • Continuous participation in peacekeeping operations by countries greatly improves and upgrades their own military equipment as well as enhances the skills and knowledge of the individual peacekeeper.

    • Lt. Gen. De Los Santos stressed the importance of involving Filipino servicemen in peacekeeping operations worldwide so that they will be able to understand and appreciate the kind of work needed to facilitate peace and development in areas where their presence is needed

    • He cited the idea of making the Philippines a "trade nation" in peacekeeping because of the vast experiences it acquired in its PKO missions in East Timor and lately in Iraq. He also envisioned setting-up a Regional Peacekeeping Training Institute in the Philippines that will become a center of learning and training in peacekeeping operations.

    • He noted that if the Filipino peacekeeper will acquire the needed professional experience by participating in various PKOs worldwide, they could immensely contribute to peacemaking and peace enforcement in conflict areas within the country such as in Mindanao.
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